Twelve Tips to Help You Avoid Disciplinary Proceedings
No lawyer sets out to become a disciplinary statistic. To reduce the risk of facing disciplinary proceedings, the ABA Center for Professional Responsibility offers Twelve Tips to Help You Avoid Disciplinary Proceedings.
Mark Gifford, Bar Counsel, and Melinda McCorkle, Deputy Bar Counsel, welcome calls and e-mail inquiries about any ethical questions and concerns.
Advice given by Bar Counsel via the Ethics Hotline is non-binding and intended only to be informational.
Trust Account FAQs and Handbook
Am I required to provide the Bar with up-to-date information about my lawyer trust account?
Yes. Section 9 of the Annual License Fee Statement requires all members of the Wyoming State Bar to provide certified information regarding lawyer trust accounts, as provided in Rule 1.15 of the Wyoming Rules of Professional Conduct.
I am an out-of-state practitioner. Do I still need to complete Section 8?
Yes. If you are an out-of-state practitioner who does not, in the course of providing legal services requiring you to be a member of the Wyoming State Bar, receive funds of clients or third persons, so indicate by checking the box that follows the word or on the form. If, however, you do receive such funds, you must have a lawyer trust account with a financial institution located or having a branch in Wyoming. This requirement is not new, and is for enforcement purposes.
Are all IOLTA accounts “Wyoming IOLTA” accounts?
No. Many states have IOLTA programs. Colorado, for example, has the Colorado Lawyer Trust Account Foundation (“COLTAF”). COLTAF, like Wyoming’s IOLTA Program, uses the interest earned on IOLTA accounts to fund legal services for the poor. If you have a COLTAF account, you are still compliant with the Wyoming rules so long as your COLTAF account is with a financial institution that has a Wyoming branch. In that case, you should still provide the requested information required by Section 8 about your account (name of financial institution, location of Wyoming branch, account number, and name on account), but you should check “no” in response to the question “Wyoming IOLTA?”
My bank requires certain forms in order to open an IOLTA account, such as an “IOLTA Participation Form for Attorneys” or a “Notice to Financial Institution.” Where can I get those forms?
Different banks have different requirements for opening IOLTA and other accounts. Questions regarding Wyoming IOLTA Program accounts should be directed to Angie Dorsch at (307) 777-8383.
In previous years, if I chose not to maintain a Wyoming IOLTA account I was required to submit a written “Notice of Declination” every year. Must I still do that?
No. The requirement to submit an annual “Notice of Declination” has been eliminated.
Is there a list of IOLTA eligible financial institutions?
Yes. Click here to view the list.
I still have questions. Who should I call?
For questions regarding compliance with Wyoming’s lawyer trust account rules generally, contact Sally Slater, Assistant to Bar Counsel, at (307) 432-2104. For questions regarding Wyoming IOLTA Program accounts, contact Angie Dorsch at (307) 777-8383.
The Wyoming State Bar maintains a summary of disciplinary action taken by the Board of Professional Responsibility. This summary dates back to 2002, along with some earlier cases published in Pacific Reporter. For cases of public discipline that were not published in Pacific Reporter, a citation to the Wyoming Supreme Court docket number is provided. The disciplinary summary is intended as a useful guide to aid Wyoming practitioners as they encounter situations in which one or more of the provisions of the Wyoming Rules of Professional Conduct may be implicated. The summaries provided are just that – summaries – and do not purport to be an exhaustive presentation of the facts supporting or the reasons applied to a particular disciplinary action.
Click here to download the most recent summary. Now with a clickable table of contents!